Monday, September 22, 2014

Munnar - The Lonely Planet



South India's largest tea-growing region, the rolling hills around Munnar are carpeted in emerald-green tea plantations, contoured, clipped and sculpted like ornamental hedges. The low mountain scenery is magnificent – you’re often up above the clouds watching veils of mist clinging to the mountaintops. Munnar itself is a scruffy administration centre, not unlike a North Indian hill station, but wander just a few kilometres out of town and you’ll be engulfed in a sea of a thousand shades of green.

Once known as the High Range of Travancore, today Munnar is the commercial centre of some of the world’s highest tea-growing estates. The majority of the plantations are now operated by Kannan Devan Hills Plantation Company a local cooporative which succeeded from Corporate giant Tata Tea in 2005


Munar is breathtakingly beautiful - a haven of peace and tranquility in God's own country. Set at an altitude of 6000 ft in Idukki district, Munnar was the favored summer resort of the erstwhile British rulers in the colonial days. Unending expanse of tea plantations - pristine valleys and mountains- exotic species of flora and fauna in its wild sanctuaries and forests - aroma of spice scented cool air - yes! Munnar has all these and more. It's the place you would love to visit - it's the place you would wish never to leave.






Club Mohindra Resort


We had been planning to visit Backwaters for many years, this time my brother-in-law Amrit Pal simply did it in a flash. All air ticket and stay bookings were nicely arranged and as per the scheduled, we left for Kochi. It was a hopping flight via Mumbai. Kochi International Airport is really cute little airport. The government of India's Airport Authority Of India didn't have enough funds to commence a greenfield airport. This lead to the formation a novel idea of collecting funds from public and private individuals to construct an airport, which was indeed for the first time in India. 







Enjoying dinner after arduous travelling day,

One of the most popular hill stations in India, Munnar is situated at the confluence of three mountain streams - Mudrapuzha, Nallathanni and Kundala. Located at 1600 Mts above sea level, this was once the summer resort of the erstwhile British Government in South India

Saturday, September 20, 2014

Vembanad Lake in Kumarakom Backwaters Kerala March 2004

Kumarakom is a popular tourism destination located near the city of Kottayam in Kerala, India, famous for its backwater tourism. It is set in the backdrop of the Vembanad Lake which is the largest freshwater lake in the state of Kerala and longest in the entire country.

After 3 days in Munnar, we were scheduled to go to Kottayam and then to Kumarakom for stay at Lake resort. My brother-in-law Amrit Pal Singh who travels a lot due to his sales job, helped us to book the tickets and resort. But for his expert advise, we could not undertake this trip to Backwaters. as he suggested this spot because the Prime Minister Atal Bihari Vajpayee had recently visited this place for his vacations.


Travelling through the villages connected by lake.















Villagers using boats for transporting on the bank of river joining the lake, on their boats.



















Our Cottgaes




At the sunset on edge of the earth
















Sun is about to set












Hammock is tempting to relax 











The famous houseboat




Side walk

It was breathtaking trip to the southern tip of the country. Thanks, Amrit Pal Ji.


Friday, September 19, 2014

The Amazing Khatris of Punjab

I am very much fascinated by the historical details of Khatri Castes. I came across these two huge articles and I am posting them as it is for interesting reading:
 The Amazing Khatris of Punjab
 
A Social Study

Nearly two years ago, I was talking to an old man in Pakistan who was reminiscing about the life in the Potohar region before the partition. The talk turned to the relationship between the Muslims and Hindus and Sikhs of the area. The man kept referring to Khatris whenever I mentioned Hindus and Sikhs, which indicated two facts of life of that era: one, that the marker of identity at that time was not one’s religion but caste; and two, that Khatris were perhaps the most numerous Hindus and Sikhs in that region. When asked about their socio-economic status, he said that "Au tay baadsha aaee!", indicating that they were the dominant group. I decided at that time to sometimes do a bit more research on this community. This social survey is the result of my research conducted to find some historical information about the Khatris of Punjab.


Khatris of Punjab are a small but one of the most successful communities in contemporary India. They are prominent in all fields of activity -politics, arts, entertainment, industry, trade, hotels, army and bureaucracy. And yet, less is written about them in Indian sociology than about other successful communities, such as Bengali, Marathi and Tamil Brahmins or Parsees.


Origin


The caste origins of Khatris are somewhat obscure. The caste system in Punjab does not follow the rigid 4-varna system of the Hindu hierarchy. Khatris consider themselves to be Kshatriyas. The word "Khatri" sounds similar to Kshatri and the Sanskrit "Ksh" sound frequently mutates into "Kh" in Panjabi; for example, shiksha becomes "sikhya" and raksha becomes "rakhya". On the other hand, Khatris of Punjab did not follow warrior occupations characteristic of the Kshatriya Caste and worked mostly as shopkeepers, petty traders and "shah-gumashtas" (moneylenders) - occupations more characteristic of the Vaisya or Baniya castes. It is probable that Khatris were indeed soldiers who, after the Muslim conquest of Punjab, turned to lower caste occupations as the traditional soldiering profession was no longer open to Kshatriyas; later on, as conditions relaxed during the Mughal rule, Rajputs of Rajasthan were allowed to keep their arms and ride horses.


The Khatri Hierarchy
 
Khatris are divided into several subcastes. The 1891 Punjab census listed 3086 subcastes of Khatris and the 1911 census listed 1559. Even the 1911 number seems too large and shows the unreliability of Census figures in these matters. One possible reason for the discrepancy could be the different treatment of the Arora subcastes in the two censuses. While Aroras consider themselves to be Khatris, Khatris consider them to be lower in the caste hierarchy. Within Khatris, too, there was a distinct hierarchy. On the top of the pyramid sat dhai-gharais (two and a half houses), consisting of three subcastes - Kapoor, Malhotra and Khanna. The reference to two and a half is because of the Khatri superstition of the number three. Below them were bara-gharais (twelve houses) including such castes as Gujral, Marwaha, Tandon, Chopra and Wahi. Further lower in the order were bawinja-gharais (fiftytwo houses). Distinct from these "ghars" were the "Khukhrain biradri" consisting of eight subcastes - Kohli, Sethi, Anand, Bhasin, Sahni, Suri, Sabharwal and Chadha. Khukhrains are very proud of their biradari, some claim that Porus was a khukhrain and that Sahni is a mutation of the hindi word, Sainani, which means a soldier.

These subcastes were exogamous within the same subcaste but endogamous with respect to the same group. In other words, a Kohli could not marry another Kohli but could only marry within the eight subcastes included in the khukhrain biradri. These rules got relaxed over time with gradual broadbanding to make all Khatris endogamous and then extending the circle of eligible matrimony to include Aroras as well. In modern India, these taboos have further broken down and Khatris now frequently marry Non-Khatris and even Non-Punjabis, but one still frequently finds matrimonial advertisements specifying advertiser’s khukhrain or Khatri affiliation.




Khatris and Sikhism


The most influential Khatris in the history of Punjab were the Sikh Gurus, all ten of whom belonged to Khatri families. Guru Nanak Dev, the founder of the Sikh religion was a Bedi while the last Sikh Guru, Gobind Singh who created the distinct Khalsa, was a Sodhi. The message of Guru Nanak, which consisted of discarding meaningless rituals in favour of bhakti/devotion and maintaining a balance between devotion to God and grahstha (family responsibilities), appealed to Khatris who followed the Sikh gurus in large numbers. When the tenth guru created the distinct Khalsa Panth, he asked his followers with more than one sons to donate one to his Khalsa army as that son would have a high probability of getting killed in action; thus started the tradition among Khatris of making one of their sons a Sikh, a tradition which continued until recently.



 Khatris and Arya Samaj


Nearly two centuries after Guru Gobind Singh formed the Khalsa Panth, two religious reform movements from outside Punjab had an influence on Punjabi Hindus. These were Brahmo Samaj and Arya Samaj. Brahmo Samaj was founded by Raja Ram Mohan Roy in Bengal. He was influenced both by Islam - he was educated in a Madrassa - and Christianity and wanted to reform Hinduism of its casteism and polytheism. A prominent Brahmo Samaji, Surendra Nath Bannerjee, visited Amritsar to spread the message, which attracted both Hindu and Sikh intellectuals. The most prominent Brahmo Samaji in Punjab was the well-known educationist, Sardar Dayal Singh, who founded the college in Lahore named after him. Before the Brahmo Samaj movement could take hold in Punjab, another reformist movement, Arya Samaj, made its way to the province. The founder of the movement, Swami Dayanand, a gujarati, perfected his message in Lahore. His message against casteism, rituals, idol worship and of
> strict monotheism, which he claimed was the essential message of the Vedas, found a fertile soil among Punjabi Hindus, especially Khatris who were attracted to a similar message by the Sikh Gurus earlier. However, Arya Samaj represented an aggressive strain of Hinduism, which called for reconversion of Muslims and mocked at the Sikh Gurus and their holy scripture, Guru Granth Saheb. This laid the foundation of a rift between Arya Samajis and Sikhs, which later reached its peak during the movement for Punjabi Suba in India when Arya Samajis asked Hindus to declare their mother tongue to be Hindi instead of Punjabi. The rift between Arya Samajis and Sikhs was particularly painful for those Khatris whose relatives included Sikhs or Arya Samajis. The poignancy of this situation is well portrayed in Shana Singh Baldwin’s novel What the Body Remembers where a Hindu father converts one of his sons to Sikhism and the other becomes a staunch Arya Samaji. When the movement for a Punjabi Suba started, it was no wonder that the leadership of both the proponents and opponents of the Suba was in Khatri hands.


Arya Samaj’s aggressive social agenda did have significant positive effects on Punjabi Hindus, including Khatris, especially in relation to education and the status of women. Arya Samaj pushed for the education of girls and for widow remarriage. The impact of Arya Samaj on education is felt to this day. Like his contemporaries Raja Ram Mohan Roy and Sir Syed Ahmad, Dayanand advocated modern education. Arya Samajis have opened several schools and colleges, frequently under D.A.V (1) name, throughout Punjab and Delhi.


Khatri Dispersal


Many of the Khatris lived in the Potohar region, which did not offer a lot of economic opportunities. They also did not own any land holdings during the Muslim rule although some of them obtained lands during the Sikh and British rules. This absence of the land anchor, combined with the lack of other economic opportunities, made Khatris a mobile people. Being traders, they also had a rudimentary knowledge of mathematics and language skills (2), which made them useful for clerical jobs. Many of them migrated to Peshawar and Afghanistan, first during the Sikh rule and later as low level administrators under the British rule, as the Raj expanded its railway network all the way to Khyber Pass. Remnants of these Khatris are still living in the North West Frontier Province of Pakistan and in the cities of Kabul and Kandhar in Afghanistan.



A significant movement of Khatris took place to Sindh where their names frequently got changed. For example, the ancestor of Advanis is said to be a Punjabi from Multan, Dewan Adoomal, who was a commander with Miyan Noor Mohammad Khalori, and who moved to Sindh along with Miyan Noor. A large number of Khatris moved to North India a few centuries ago. A prominent Khatri among these was Todar Mal, a Tandon Khatri, who was the Revenue Minister at Akbar’s court and devised the revenue system, which reached all the way to the village level, and was adopted almost completely by the British. There is a significant number of Khatris in major cities of U.P who are generally traders or in professional occupations. Vikram Seth’s epic novel, A Suitable Boy, revolves mainly around Khatri characters located in U.P. But, by far, the most convulsive migration of Khatris took place during the division of India when they had to leave their homes and hearths for a new country. The migration this time was almost complete, except for those who converted to Islam. New Delhi was the largest recipient of these refugees but they spread to several major cities of India, going as far as Bombay and Calcutta. Wherever they went, they have made a distinct mark.


Economic Progress


Most Khatris have moved away from their early occupations as petty moneylenders and shopkeepers. When the sixth Sikh Guru, Guru Har Gobind, took up arms against the Mughal rulers after the brutal killing of the fifth Sikh Guru, he introduced/revived the warrior tradition among his Khatri followers.


The tradition reached its peak when the tenth guru, Guru Gobind Singh, created The Khalsa. He asked his followers to give their sons to him to carry his fight for dharma (righteousness) and against zulm (tyranny). Many Khatri Sikhs excelled themselves as soldiers, including Ranjit Singh’s famous general, Hari Singh Nalwa - an Uppal Khatri - who took his victorious army into Afghanistan, and his famous Governor of Multan, Dewan Mool Chand. When the British found the barren salt range of Jhelum and Chakwal to be a fertile ground for recruiting Indian soldiers, Khatris took full advantage of the opportunities offered. Being more educated than others, they were often recruited as Junior Commissioned Officers. Many of them became the first recipients of Murabbas (free land) offered by the British after the first world war. This military tradition has continued to flourish; the current chief of the army staff, J.J. Singh is a Khatri as were two of his
predecessors, Ved Malik and N.C. Vij. The Indian General who accepted the surrender of Pakistani army in Bangladesh was also an Arora/Khatri.


The relative educational advantage served Khatris well in getting positions as patwaris during the Mughal revenue administration, set up by a fellow Khatri. Patwaris, though at the lowest rung in the administrative totem pole, nevertheless enjoyed immense power over their jurisdiction. The economic status of Khatris improved further when the Mughal rule in Punjab was replaced by the Sikh rule. When the British took over from the Sikhs, the Khatris quickly took advantage of the public education system launched by the British and bolstered by the efforts of the Arya Samaj and Singh Sabhas.


The British rule opened up opportunities in civil administration as well as in legal, medical and educational professions. Khatris were the first to take advantage of these new opportunities. College faculties of Lahore before the partition were dominated by Khatri names as did the honour rolls of matriculation graduates of the Punjab University. Many Khatris from very poor families used educational facilities to rise the occupational ladder to become barristers, doctors, professors, writers, journalists, teachers, scientists and army officers. Crucial to their success was the position of Lahore as a centre of excellence in education known throughout India. Khatris went to Lahore to take advantage of its higher educational facilities and settled down there. One of them, Gobind Khurana, later went on to win a Nobel Prize in science. They soon came to dominate the socio-economic life in Lahore and the rest of Punjab. In an essay in the publication "Five
> Punjabi Centuries", Ravinder Kumar writes about Lahore in 1919 


"The Brahmins did not dominate Hindu society in Punjab as much as in the other parts of the country. The middle classes of the Punjab were drawn predominantly from other commercial castes like the Khatris, the Aroras and the Banias. Of these three castes, the Khatris were outstanding: superior in intellectual and physical energy to the other commercial castes, they claimed a mythical descent from the Kashtariyas or the warrior castes of ancient India. Though the Khatris dabbled in business, they were completely free of the servility which characterized other trading castes in India: Trade is their main occupation, but in fact they have broader and more distinguishing characteristics. Besides monopolising trade... they are in the Punjab the chief civil administrators, and have all literary work on their hands... Thus they are in the Punjab, as far as a more energetic race will permit them, all that the Maratha Brahmins are in the Maratha Country, besides
> engrossing themselves in the trade which the Maratha Brahmins have not."


Post-Partition


The partition dealt a devastating blow to Khatris when they had to leave their stronghold of West Punjab, especially Lahore, a city to whose development they had made significant contribution. Many of them left their homes with only, to use an expression popular at that time, "clothes they were wearing". However, with their education, work ethic and enterprise, they were soon able to overcome the initial loss without any significant help from the government. Indeed, they had now before them the broader canvas of whole India to make an even greater use of their human capital. Within a decade of their migration to Delhi, they were dominating the trade and commerce of that city and were once again creating new educational institutions. They fondly named their small businesses after Lahore, Lyalpur, Rawalpindi and other cities that they had left behind.


The early history of large business houses in India, such as Birlas, Tatas, Wadias, Godrej, Goenkas, Singhanias, Dalmias and DCM, shows that they were all founded by trading Hindu castes, mostly Marwaris, or Parsee traders. The only Punjabi among the early big industrialists was Karam Chand Thapar - an Arora-Khatri. After the partition, several Punjabis -Khatris as well as Banias - have made to the top of the business heap; some prominent Khatris in this list are Oberois of Intercontinental Hotels, Ranbaxi, Apollo Tyres, Thapars and Oswals.


While the IT professions are dominated by South Indians, Khatris have done well in this new area as well; some prominent Khatris in the field are Vinod Dham who developed the Pentium chip, Sabir Bhatia who started the hot mail message service and Vinod Khosla, who was among the founders of Sun Microsystems and has helped many South Asians launch successful businesses.


Arts and Entertainment


Before the partition, Lahore was a major centre of Arts and Entertainment, and Khatris were the dominant players in them. Dilsukh Pancholi had a major film production studio in Lahore. Some of those interested in the film industry were attracted to the brighter lights of Bombay, both before and after the Partition. The doyen of the Punjabi film celebrities was undoubtedly Prithvi Raj Kapoor, the patriarch of the fabled Kapoors who can rightly claim to be the first family of Bollywood. Prithvi Raj, who was originally from Peshawar, made an easy transition from his Prithvi Theatre to the film world. However, the most famous of the Kapoors was his son, the legendary Raj Kapoor, who charmed his way to the audience’s hearts as far away as Russia. He was followed by several well known Khatri artists like Chetan Anand, Dev Anand, Balraj Sahni, Sunil Dutt, Rajesh Khanna, Bharat Bhushan and Rajinder Kumar and Pran. The Khatri heroes have yielded the top spots now to the Khans, but Khatri names like Kapoor, Khanna, Chopra, Puri and Oberoi are still prominent in Bollywood. Khatris were at first reluctant to let their daughters go into the film world, an early exception being Kamini Kaushal. However, they have shed their earlier inhibitions and now, many Khatri girls like Karishma and Kareena Kapoor, Juhi Chawla, Priyanka Chopra, and Raveena Tandon are playing leading roles in films.


Among writers, Mulk Raj Anand was a pioneer among the English authors in India. Kishen Chander and Rajinder Singh Bedi were among the famous writers of Urdu fiction. Satish Gujral, the brother of I.K. Gujral, is one of the top artists of India and K.L. Saigal was one of the all-time great singers.


Administration


At the time of the partition, very few Punjabis were in the Indian Civil Service, which was dominated by Bengalis, South Indians and Biharis. However, after the partition, they began to qualify for the Indian Administrative Services and have now risen to prominent positions in the civil service. Two of these civil servants, I.K. Gujral and Manmohan Singh have made an easy transition from civil service to politics and eventually became the Prime Ministers of India. Coincidentally, both of them were born in that barren salt range of Jhelum and Chakwal.

The sons of petty traders have indeed come a long way.


References:

 (1) D.A.V stands for Dayanand Anglo Vedic, although to the best of my knowledge, DAV institutions do not impart any formal education in the Vedas. 2)The language used by the Khatris, lahndas, later became the basis for the Gurmukhi script of Panjabi.
> (3)from the "History of Hindus in Sind, by Diwan Bherumal Mahirchand Advani.
> (http://www.dalsabzi.com/Books/Sindhi_surnames/sind his_and_sindhi.
> (4)Ravinder Kumar, "Urban Society and Urban Politics: Lahore in 1919", Five
> Punjabi Centuries, from Dawn, November 7, 2005.


This survey does not include Muslim Khatris about whom not much is known except for the well-known Saigal group of Pakistan.

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This essay first describes how the question of Punjabi Khatri identity arose as part of colonial ethnology. It then briefly reviews the structure and the legends. Finally a hypothesis is  proposed to explain the origin of the Khatri caste and its relationships:

i.                    Persons of Greek extraction who had already been  Persianized and were located in the north-west India were absorbed by the   ( upper) Punjab Kshatriya clans. Khatri, Arora and Sood are products of this alliance. 
ii.                  These Greeks  carried a taint because they  were of mixed pedigree,ate beef and otherwise also did not submit themselves to Brahminical discipline. 
iii.               The taint was transferred to the  Punjab Kshatriya clans who accepted them in marriage.
iv.               Khatris in Punjab were able to enlist Brahmin support for themselves and self-consciously insisted on calling themselves Khatri. 
v.                 Their brethren who migrated to Punjab hills were not so fortunate. Since the dominant position there was held by the Rajputs, and since Brahmin orthodoxy was strong , they were pushed down in the hierarchy and dubbed Sood. Note that both Khatri and Sood are  derived from varna names. 
vi.               For some reason, Aroras split from the Khatris and  established matrimonial alliances in lower Punjab and Sind. 
vii.             In course of time, structure appeared within the Khatri caste, which loosely split into Char-ghar and Bunjai. From among the later,  Sarin and Khukhrain became autonomous. 
It should be possible to test or refine the hypothesis by carrying out DNA tests on carefully selected population samples drawn from various castes, sub-castes  and clans
————————————————————————————–

Punjabi Khatris are a numerically small but otherwise successful and influential caste group.  Many students of current affairs probably know that the community has contributed two prime ministers to India: Inder Kumar Gujral and Dr Manmohan Singh who does not use his Kohli surname. 
Though their caste appellation is obviously derived from Kshatriya, denoting the ancient Indian warrior class, the Khatris have traditionally been engaged in professions associated elsewhere with Banias and Kayasthas. They have thus been predominantly though not exclusively traders, merchants and bankers as well as administrative and revenue officials. 
From their original habitat in (the undivided) Punjab, the Khatris spread eastwards as far as West Bengal and Orissa and southwards into Gujarat.  One of the biggest landowners in the erstwhile Bengal presidency was the Raja of Burdwan, a Punjabi Khatri from the Kapur clan whose ancestor had come over in the mid 17th century as a petty revenue official. The Mahtabs of Orissa are also believed to be of Khatri extraction. 

Colonial ethnology
Punjabi Khatris became conscious of their caste identity about 125 years ago. The British with their fetish for categorization and documentation felt that all extant Indian castes should be fit into the Vedic framework of the four varnas. “It was decided by the Government of India in 1885 to make a comprehensive field survey for precise information about the way of life, manners and customs, rituals, marriage practices etc. of the tribes, castes, sub-castes of the country for better administration and ethnographic research.” The task was assigned to a Bengal Indian Civil Service Officer, Herbert Hope Risley, who in 1891-92 published his The Tribes and Castes of Bengal, after “six years of intensive study and survey”. Much to the chagrin of the Khatris through out north India, Risley declared that “If then, it is at all necessary to connect the Khatris with the ancient fourfold system of castes, the only group to which we can affiliate them is the Vaisyas” ( quoted in Seth 1905:iii). 
This was unacceptable to the Khatris for whom the villain of the piece was   “One Babu Jogendra Nath Bhattacharya, M.A., of Bengal”. Risley had based his conclusion on the study by Bhattacharya who in turn was alleged to have   deliberately degraded the Khatris “ under the influence of a personal grudge against the Burdwan Raj, publicly attributed by the Honourable Raja Banbihari Kapur, Manager of the State, in his speech delivered before the Khatri Conference at Bareilly, in June 1901” ( Seth 1905:i).      
                                          The Khatris marshalled a whole lot of evidence in favour of their higher social status and, wishing to be suitably classified in the 1901 census, submitted a “manuscript volume of about 300 pages of foolscap, dealing with the question in detail” to the census superintendent for North West Province and Oudh (corresponding to the present Uttar Pradesh). The response of the authorities was rather unexpected. It was now proposed to  classify “the Khattris, the Kurmis and the Kayasthas”  all in a new group called “Castes allied to Kshatriyas who are considered to be of high social standing , though their claim is not universally admitted” (Seth 1905:viii). This “night-mare of impending social degradation” propelled Khatris into concerted action. A three-day conference of “more than four hundred representatives of the numerous Khattri Sabhas, Committees and Associations scattered over the country” was held in Bareilly in June 1901 under the chairmanship of Raja Banbihari Kapur (referred to above).The Khatri leadership was eventually able to convince the British authorities that “the Khattris are generally believed to be the modern representatives of the Kshatriyas of Hindu tradition” (Seth 1905: xiv). 
It is noteworthy that the debate centred on the position of  Khatris vis-à-vis  Vaishyas , Kayasthas and other castes in Bengal and ( what is now ) Uttar Pradesh rather than in the original Khatri habitat, Punjab. 
The results of the campaign were summarized in a 1905 book “A Brief Ethnological Survey of the Khattris” written by Moti Lal Seth, deputy inspector of schools and member Khattri Hitkari Association, Agra. This remains one of the primary sources of information on Khatris. A valuable additional and more general  source is the three-volume Glossary of the Tribes and Castes of the Punjab and the North West Frontier Province, compiled by a British  civil servant Horace Arthur Rose, superintendent of Punjab census operations. The Glossary is based on Punjab census  reports of 1881 and 1891 prepared  by Denzil Charles Jeff Ibbetson and   Edward  Douglas Maclagen respectively .  It also “embodies some of the materials collected in the Ethnological Survey of India which was begun in 1900, under the scheme initiated by Sir Herbert Risley”. 
It must be stated at the outset that  in the following, the  cultural and geographical setting, rules of endogamy and exogamy as well as hierarchical ordering,    etc.,  that are described here  are   as they  obtained a century ago, even though present tense is  employed . There is no implicit approval or disapproval of any practice that is reported. Needless to say, various social groups are far more flexible now than they were in the past. The changes have been particularly rapid after the partition.   

General Remarks 
A caste is defined by rules of endogamy. It comprises a number of sub-castes or clans which practice exogamy.  People do not marry within their clan; they marry into other clans within the caste. The social and ritual status of a caste is assigned by the priestly class. Non-acceptance by the Brahmins of uncooked food and drinking water from a caste group would place it way down on the hierarchical ladder. (Since food is grown by castes ranked low, uncooked food can be accepted.) One of the principal arguments proffered by the Khatris in support of their claim for a high social status was that the Sarasvat Brahmins accepted cooked food from them. 
Within related castes, daughters are not given in marriage to clans deemed lower. There is a reason for that. Socially, the girl’s side ranks lower than the boy’s. Marrying a girl from a lower- ranking clan re-enforces this pattern. But if a higher-ranking girl was married off beneath her level, the rules of hierarchy would become fuzzy. (It is noteworthy that the two daughters of Emperor Shah Jahan, Roshan Ara and Jahan Ara, remained unmarried. Shah Jahan is probably the only Mughal Emperor whose all children are from the same mother.)
The varna system that prevailed in very ancient times was a simple one.  The current caste system is far too complex to be related to the varna system in any straight forward manner. Brahmins and Banias  are probably the only two  caste groups that conform to the ancient varna categories.
Perusal of a Sanskrit dictionary would reveal that many castes formed through intermarriages between various varnas. Thus Modak is described as a “ mixed tribe” that “ sprung from a Kshatriya father and Sudra mother” ( Apte 1970:449 ). Also people who came into India from outside at different times  were  obviously accommodated into the caste system.  Castes have split; new castes have been created; and there are examples of vertical mobility. People have migrated within the country and carried their caste identity with them. But the status assigned to them in their new setting depended on the extant power structure and availability of slots. While we try to created the big picture, we should keep in mind caste equations were primarily local.
It is not possible to construct socio-history of any caste group, because of total absence of authenticated source material. There are a large number of legends. It is difficult to say when these legends were created and what factual information they contain.  Many legends are a recent creation. When communities prosper and become influential, they seek to upgrade their status retrospectively. There is a widespread tendency to trace the origin of castes, sub-castes and family names to ancient texts. Nobody has ever attributed the origin of their family or clan name to a dishonorable act  by their ancestors!
If a group was alienated from the main body, it must necessarily have been small to begin with. It would however grow through marriage alliances elsewhere. Since a caste is endogamous, it must attain a certain minimum size for maintaining its identity. If it becomes too big it must split. 
It is ironical that the quest for a higher social status within Indian society required approval   from the colonial rulers. Since the Europeans were obsessed with the Sanskrit India, upper-caste Indian themselves went overboard in linking themselves to ancient India, as if there were no intermediary evolutionary stages between the remote antiquity and the colonial present. 
The remaining part of this essay is organized as follows. We first review the structure within the Khatri caste and then examine its relationship to other castes (Arora, Bhatia and Sood) which are, or claim to be, related. Aroras are recognized as coming from the same ethnic stock as Khatris but are ranked lower, while Bhatias have always been considered to be separate. Soods, residing in Punjab hills, have not figured in the reckoning. I shall however argue that they are probably closer to Khatri-Arora than hitherto conceded.
I shall then present my own hypothesis on the origin of the Khatri caste and also suggest some specific DNA tests to test the hypothesis.
Aroras
Aroras like the Khatris are urbanite and engaged in similar professions. The Aroras are far more numerous than the Khatris and spread over much larger territory. The Khatris were confined to upper Punjab while the Aroras inhabited not only upper Punjab but also lower Punjab and Sind. In the upper Punjab, the Aroras were more concentrated towards the west while the   major Khatri concentration was between the rivers Ravi and Beas. Satluj was the eastern boundary for both. Interestingly, the Bania concentration lay towards the east of Satluj.  The absence of Banias in Punjab proper  and made it possible for Khatris and Aroras to take up the former’s profession. It may be noted in passing that the upper Punjab Aroras are largely Sikh while their southern counterparts are Hindu. The Khatris however are mostly Hindus. This is interesting in view of the  fact that Sikh Gurus were all Khatri ( see below).

Structure within  the caste 
The  primary division among the Khatris is between Char-ghar or Char-jati ( four-clans)  and Bavanjai or Bunjai  ( from bavinja, 52 in  Punjabi). The sub – castes comprising the Char-ghar are Kapoor, Khanna, Malhotra or Mehra, and Seth. In Uttar Pradesh , Malhotra is known as Mehrotra and Seth and   Tandon are equivalent. The total number of Bunjai sub-castes is of course much higher than 52.  The relationship between these two groups is non-symmetrical. The Char-ghars marry their daughters among themselves but condescendingly accept daughters-in–law from among the Bunjai. Since the Bunjai are a party to this custom, this means that they accept a lower position vis–a-vis the Char-ghar on the social totem pole. 
Normally while arranging the marriage of a boy or a girl, the partner should not be  chosen from the clan of either the  father or  the mother. However the Char-ghars, because of the small number of constituent clans, do not follow this dictum in entirety. While the father’s clan is kept out in toto, only the closely related part of mother’s clan is excluded so that two and a half clans are available for striking a matrimonial alliance within the group. For this reason, Char-ghar are also known as Dhai-ghar (Dhai means two and a half) (Ibbetson quoted in Seth 1905:175). It would  thus be erroneous  to  consider  Dhai-ghar  and  Char-ghar as distinct entities as is sometimes done. 
There are in addition groups known as 5-jati, 6-jati or 12-jati ( Sometimes the word jati is replaced by ghar). They seem to represent marriage – driven clustering among contiguously placed clans. They have no other significance.  The  Khatri structure as  recorded by Seth ( 1905) and Rose (1911) is over-constructed. 
 It is a matter of immense  proud  for the Khatri community that the Sikh Gurus were all Khatris.   Guru Nanak was a Bedi;  Guru Angad Trehan; and  Guru Amar Das Bhalla. He was succeeded by his son-in-law, Guru Ram Das,  a Sodhi. All the subsequent Gurus came from the same family. Bichitra Natak names  Rama’s sons Lava and Kush as ancestors of Sodhi and Bedi clans respectively ( Seth 1905: 61-62). 
There are two offshoots of the Bunjai, namely Khukhrain (spelt variously) and Sarin. The Khukhrain are said to be  descendents of Khatris  who  “joined the Khokhars in rebellion and whom other Khatris were afraid  to marry” ( Rose 1911:513). “This group consisted of  8 sections originally”: Anand, Bhasin, Chaddha,  Kohli, Sabharwal, Sahni, Sethi and Suri. To these “Chandok have been affiliated in Peshawar, and in Patiala the Kannan section is said to belong to this group” ( Rose 1911 II:509). Seth ( 1905: 215-216) inserts Kari (?) into  the list, which is difficult to identify. Ghai are also said to be Khukhrain. According to Wikipedia and web sites maintained by  the Khukhrains, they were predominantly located in the area between  rivers Jhelum and Chenab with the town of Bhera as their main centre. Interestingly Mohyal Brahmins, rather than  the Sarasvats, officiated as their priests.While the isolation of the Khukhrain was  at least in part due to  geography, the separation of Sarin  came about for reasons of social orthodoxy.

Allaudin Khalji 
It is said that the “ entire organization” of the Khatris  “ underwent a complete change” in the time of  Sultan Allauddin Khalji ( r. 1296-1316)  on the question of widow remarriage ( Seth 1905 :171).  On the death of a large number of Khatri soldiers, a royal proposal was  made for remarrying the young war widows. The proposal was eventually abandoned because of vehement opposition from within the community. A small band of Khatris who had supported the proposal were isolated as Sarins. For the rest,  the agitation created a social hierarchy was created ; the stronger the opposition  the higher the status.

Interestingly, Seth’s account   (Seth 1905: 171-175) is couched in modern idiom. One gets the distinct impression that he is backdating his own campaign against the colonial ethnologists! Sample the following: “The subject became the common topic of the day in all Khatri households…monstrous Khattri meetings were held in all parts of the country; and party after party began to pour into the capital”. “Crowded meetings were held at Delhi to submit protests against the proposal to the Emperor; a deputation waited on the Durbar to represent the case… The excitement became a mania and the mania a frenzy”. The royal supporters “could only get a limited number of signatures to what we may call The Khattri Widow Remarriage Bill” (Seth 1905:171-173). 
According to Seth, this is when hierarchical ordering within the Khatris was created. “The primary movers of the agitation were considered to be the brightest jewels of their race and given the now proud title of dhai ghars”. They were followed by the Char- ghar, 12-ghar and the  Bunjai ( Seth 1905:174).
There are many problems with this story.  While the episode may well explain the isolation of the Sarins, it cannot explain the structure within the community in a satisfactory manner. As we have already seen, Dhai-ghar do not have an identity distinct from the Char-ghar, and 12-ghar.etc.,  do not  have a separate entity. It is not clear why social leadership in the hands of the Char-ghar should lead to their refusing to marry their daughters into the Bunjai. Significantly, there does not appear to be any mention of the episode in the Sultanate chronicles of the time. One wonders whether it was an historical event at all.

Kochhars: a case study 
It may be instructive to narrate the story of birth of a clan preserved as oral history by the clan itself. A girl was married into the  Nanda family . A disaster struck her parents’ family which killed all its members except for  her little brother. This  orphaned boy was brought up in his married  sister’s household . The boy became the progenitor of a new clan, which was named Kochhar for the following reason. The little boy was carried  by his sister on her side lap ( calledkuchhad in Punjabi).The rescue took place on Baisakhi day which is celebrated as the founders’ day by  the Kochhars. As part of the commemoration, Dadi svaad da poorha is cooked, as a homage to a holy man who fed the brother-sister duo on their foot journey. Since now the Nandas became the foster parents of the Kochhars, they would not intermarry. Notably, the Nandas do have an assigned Gotra as can be expected from an old clan, but Kochhar have none. 
Although the Kochhars do not carry any living memory of the   original sub-caste of  their progenitor, according to Rose ( 1911 II:522),  he was a Seth. If this be true, it is a remarkable piece of information. The Kochhar as also the Nanda  now belong to the lower-ranking Bunjai while the Seth are from the Char-ghar. The creation of the Kochhar clan thus belongs to an era when a Seth girl could be married to a Nanda.   Beri  are  said to be an off-shoot of Chopra ( Rose 1911:517), although details are not  known.

Khatri – Arora divide
Khatris claim that they are the survivors of Parshuram’s anti-Kshatriya campaigns. Their ancestors took shelter with a Vaishya friend while their purohits, the  Sarasvat Brahmins, interceded on their behalf with Parshuram who in turn spared their life on the condition that they  give up arms and take to trade ( Seth 1905:53). 
There is another version of the story. After exterminating the Kshatriyas, Parshuram came looking for pregnant women who had taken shelter with Sarasvat Brahmins. The hosts declared the Kshatriya women to be their own daughters and as a proof thereof partook food cooked by the Khatri women ( Seth 1905:64).

This  legend is hard to accept at face value. Parshuram belonged to the Bhrigu clan and  is said to have lived some 30 generations before Rama and 60 generations before Krishna. According to the Puranas, the target of his wrath were not all Kshatriyas but a specific section  called the  Haihaya.   Accounts of Parshuram’s battles are grossly exaggerated. Surely there were Kshatriyas, including the Haihaya, in the post-Parshuram period (See Pargiter (1922) for details). As far as the Khatri community is considered, if it  had taken to trade that early , it is unimaginable that  the Kshatriya label would have stuck to it. This legend runs counter to the one cited above which makes the Sodhi and the Bedi direct descendents of Rama. It is very likely that the Parshuram legend is a back formation consistent with known Khatri attributes. 
While the Khatris escaped Parshuram’s wrath through the intervention of their purohits, allegedly the would-be Aroras saved their skin by claiming that they were not   Kshatriyas    but some others (Aur in Hindi).They were accordingly dubbed Aroras and made to constitute a separate endogamous group. 
The legend must have been influential in its time because it succeeded in putting the Aroras on the back foot. The Aroras also trace their origin to Parshuram’s time, but  claim that their eponymous king Arur truthfully told Parshuram that he indeed was a Kshatriya. The sage was pleased to spare and bless him. The logic here seems to be rather convoluted. If Parshuram could spare Arur for telling the truth, why did  he exterminate   the others? 
No matter when and why the Khatri – Arora split occurred, it must have  taken place in the upper Punjab  where the Khatris lived. Once the Aroras were refused matrimonial alliances by the Khatris, lower Punjab and Sind were probably added to the Arora fold through marriages. The legend, no matter how unhistorical, does convey the important information that the Aroras and Khatris are accepted as being ethnically  the same people, and that they separated before structure  developed  among the Khatri caste. 
I  now propose a hypothesis to explain their origin. It would seem that the insistence of the Punjabi Khatris to flaunt their Kshatriya antecedents was a defensive act, whose purpose was to  divert attention from an un-Kshatriya taint they carried, This taint , I would like to suggest , was an alliance with the settlers of Greek extraction.  It should be kept in mind that what have been  called Indo-Greeks had already been Persianized.

Indo-Greeks 
Contrary to general perception, north-west India’s acquaintance with Greek elements began not with the Macedonian king Alexander’s invasion ( 326 BC)  but two centuries previously during   the Achaemenid empire of Iran which  at its peak extended from Indus in the east to the Aegean Sea in the west. During the period 546-448 BC, the Persians made repeated efforts to annex Greece. While they were thwarted in their attempts to capture the mainland, they were able to subjugate the Greek states in Asia Minor, including Ionia (from which the Sanskrit term Yavana is believed to come). 
One of the consequences of the intermittent Greco-Persian wars was the establishment of Greek settlements in  the eastern parts of the Achaemenid empire that is in and to the north of the Hindu Kush region. There were two type of settlers. For some, Hindu Kush was a safe haven. They had earned  the wrath of their compatriots by collaborating with the invaders and therefore had to be shifted out for their own safety. For others, Hindu Kush was a Siberia. They had valiantly raised the banner of revolt against the invaders and were consequently deported. In course of time  both these  types of settlers   married locally and   partially de-Hellenized themselves. 
When Alexander encountered them, he judged them by the actions of their ancestors. Thus  citizens of  the small hill state of Nysa ( between rivers Kabul and Indus) were treated with consideration , while the Branchidae`( located  probably between Balkh and Samarqand)  were  said to be  massacred  because their ancestors had yielded up the treasure of the temple of  Apollo at Didyma near Miletus  to Xerxes ( Narain 1957: 3). 
There were pockets of Greek influence in the Punjab plains as well. Greek historians mention Alexander’s friendly encounter with a petty king Sophytes, who either ruled the territory between  rivers Indus and Jhelum or, what is more likely, between  Jhelum and Chenab. Direct proof of Sophytes’ Greek extraction/ connection   has come from the discovery of a silver drachma. 
A notable feature of the kingdom of Sophytes was that it attached “uncommon value” to physical beauty. While contracting marriage, the people “did not seek an alliance with high birth but made their choice by the looks, for beauty in the children was highly appreciated”. The love for beauty was carried to an extreme. If “the officers entrusted with the medical inspection of the infants” noticed “any thing deformed or defective” , the children were ordered to be killed (Raychaudhuri 1972 :222). 
Greek historians also mention  a people called Kathaians who lived to the east of river  Ravi and gave a tough fight to Alexander’s army. They also valued beauty very much to the extent that the “handsomest man was chosen  as king” (Raychaudhuri 1972 :222). 
As is well known Alexander’s invasion was followed by  the establishment of an empire by Chandragupta Maurya. His grandson Ashoka (304-232 BC) in his edicts refers to Yavana and Kamboja on his north-western frontier.  ( Similarly, there are numerous literary references as well.) Within 25 years of Ashoka’s  death, the  Greeks  from Bactria ( Balkh) came down to the Punjab plains. Demetrios (early 2ndcentury BC) appears to have held Punjab, as well as lower Indus, Malwa, Gujarat and probably also Kashmir. He was the first one to introduce bilingual coinage with inscriptions in Greek and Kharoshthi. After him the kingdom split into two warring parts with Jhelum as the dividing line. The most prominent later king was Menander ( c. 150 BC) who decoupled himself from Bactria and  is known to Buddhist literature as Milind.  His capital has been identified with Sialkot. The Indo-Greek rule  lingered on till about 50BC, when its last king Hermaeus was dethroned by the Pahlava who also came from the north-west. 
The Indo-Greeks were unable to expand into mid-India. They and their early internecine wars were duly taken note of by the Puranas: “There will be Yavanas here by reason of religious feeling or ambition or plunder; they will not be kings solemnly anointed but will follow evil customs by reason of the corruption of the age. Massacring women and children and killing one another, kings will enjoy the earth at the end of the Kali age”. Similarly, Gargi Samhita states that “there will be a cruel, dreadful war in their own kingdom, caused between themselves” (Raychaudhuri 1972:343). 
Dharma-sastras do not think much of  the Greeks. Atreya  Dharma- sastra , which is quoted by Manu-smrti,  mentions Yavanas among non-Aryan tribes ( Kane 1990 : 261). Manu-smrti classifies Yavanas as dasyus who speak mleccha language ( Kane 1990 : 326) and forbids Brahmins to dwell in the kingdom of a sudra ( Kane 1990 : 335).  
Gautama Dharma-sastra quotes the widely held view that the offspring of a Kshatriya male and a Sudra female was  designated a Yavana ( Kane 1990 : 35). It is noteworthy that Gautama forbids beef eating while Apastamba “seems to allow it and cites the Vajasaneyka for support” (Kane 1990 : 1990 :73). Significantly the latter does not mention Yavanas ( Kane 1990 : 73). It is recorded that a   Damodara made the  Yavanas of Mulsthana ( modern Multan) give up cow slaughter ( Kane 1990 : 806).  It would thus seem that the Persianized Greeks, or Yavanas, were looked down upon for their mixed pedigree, for eating beef,  and  more generally for not subjecting themselves to the Brahminical discipline. 
What happened to the Yavanas? It is noteworthy that while the name Kamboja survives as a Punjab caste group, there is no preservation of Yavana in any contemporary caste or ethnic group. I would like to suggest that the Yavanas were absorbed by the Punjabi Kshatriya clans through intermarriage. Product of this alliance was the Khatri caste. Since the Yavanas had been dubbed  outsiders or half-castes by the Dharma-sastras , the Khatris deliberately shoved their Greek connection under the carpet, tenaciously stuck to the Kshatriya label, and emphasized their ancient lineage. 
I would like to further suggest that the Sood of Punjab hills are the same people. It is noteworthy that the Khatri could claim and obtain high-caste status because their claim was supported by the Sarasvat Brahmins. Since the dominant slot in the hills was already occupied by the Rajputs, Sood were pushed down the hierarchy. It is significant that both the terms Khatri and Sood are derived from the ancient Varna names Kshatriya and Shudra; they  are probably  two sides of the same coin. 
It was stated in the Khatri claims for a high-caste status that their rituals are in accordance with Manusmriti. Going strictly by the book seems to be a deliberate attempt at Sanskritization. It is noteworthy that Brahmins do not have much of a hold in Punjab unlike in  the Madhyadesh, for example. The Khatri community is clan-driven rather than gotra-driven. Some of the clans  have two gotras instead of one. In some cases, more than one clan share the same gotra. In addition there are cases where the clans do not have any gotra at all. 
While a Khatri’s notions about his own handsomeness may be exaggerated, the incidence of fair complexion and sharp features among Khatris seems to be higher than the national average. This may be due to the Greek strain in them. Another contributing factor may have been the beauty-enhancing selective breeding prevalent among the subjects of Sophytes and probably also among the Kathaians, as noticed earlier. The name Sophytes seems to be cognate with Sobti , a Punjabi Khatri clan name. Iran also has a similar sounding surname, Sabouti. 
Summary

To sum up our discussion so far, we have made the following  points.

i.                    Persons of Greek extraction who had already been Persianized and were located in the north-west India were absorbed by the   (upper) Punjab Kshatriya clans. Khatri, Arora and Sood are products of this alliance. 
ii.                   These Greeks  carried a taint because they ate beef and otherwise also did not submit themselves to Brahminical discipline. The taint  was transferred to the Kshatriya clans which accepted then in marriagel. 
iii.                 Khatris in Punjab were able to enlist Brahmin support for themselves and self-consciously insisted on calling themselves Khatri. 
iv.                Their brethren who migrated to Punjab hills were not so fortunate. Since the dominant position there was held by the Rajputs, and since Brahmin orthodoxy was strong , they were pushed down in the hierarchy and dubbed Sood. Note that both Khatri and Sood are derived from varna names. 
v.                 For some reason, Aroras split from the Khatris and established matrimonial alliances in lower Punjab and Sind. 
vi.                In course of time, structure appeared within the Khatri caste, which loosely split into Char-ghar and Bunjai. From among the later, Sarin and Khukhrain became autonomous. 

DNA tests 
The above  discussion is admittedly speculative. There is no reliable source material on the subject and it is not possible to establish any chronology. Fortunately, recent developments in biology can be combined with social anthropology to obtain valuable clues on questions such as  the history of Khatris and their relationship with other castes. We can take blood samples from volunteers drawn from different well- defined social groups  like Char-ghar; Bunjai ; Sarin; Khukhrain ; Aroras from upper Punjab and from lower Punjab; Soods,  Bhatias,  etc., and  study the results of DNA fingerprinting. What results can be expected from such a study? 
The separation between Khatris and Soods should be small. Since because of geographical isolation the Soods have been tightly endogamous, their genetic study can be expected to provide valuable information. 
The separation between Khatris and  the Aroras from upper Punjab should be less than that between Khatris and  the Aroras from lower Punjab. 
Given the lack of any worthwhile material on the history of Indian castes, sub-castes and clans , it is time new biology was listed as an aid. The old advice to a young researcher is very relevant here: Try something and see what happens.

References 
Apte, Vaman Shivram ( 1970) The Student’s Sanskrit – English Dictionary ( Delhi : Motilal Banarasidass) 
Kane, P.V. (1990) History of Dharmasastra, Vol. I, 2nded. (Pune : Bhandarkar Oriental Research Institute) 
Narain , A. K. ( 1980) The Indo-Greeks ( Delhi : Oxford University Press)
Pargiter, F. E. (1922) Ancient Indian Historical Tradition (Reprint, New Delhi: Motilal Banarasidass) 
Raychaudhuri, Hemchandra (1972) Political History of Ancient India,  7th ed. ( Calcutta : University of Calcutta) 
Rose, Horace Arthur (1911) Glossary of the Tribes and Castes of the Punjab and the North West Frontier Province ( Reprinted) 
Seth , Moti Lal ( 1905)  A Brief Ethnological Survey of the Khattris ( Agra: Khattri Hitkari Association)//













  1. Naresh Malhotra says:
    Dear Rajesh ji,
    I didn’t know that my roots are so deep, thanks for sharing your valuable study on this subject. You wonderful work may not get recognition form all, but to even to few it will make a mark on them.
    With my deepest regards
    Naresh Malhotra

  2. KAURA says:
    Thats some great work Kocchar saahib, thank to you for enlightening us Khatris about all this. Certianly we Khatris dont belong to vaish varna as whined by some mischevious people on various forums and websites, i personally beleive that nobody can stop us from serving our great motherland ‘Bharata” and we Khatris should keep on moving forward on this path to transform our nation to acheive its lost glory, thanks.